Comprehensive Wealth Management
Automate portfolio management, performance reporting, and client billing with ease.
Investment Planning
Portfolio Management
The SecuritEase® System Portfolio Management module offers comprehensive, multi-currency performance reporting, utilising advanced methodologies such as the internal rate of return, time-weighted rate of return, and Modified Dietz.
This module enables precise performance tracking at various levels - whether it's the entire portfolio, specific asset classes, or individual instruments -providing a clear, detailed view of investment outcomes.
Performance reports can be tailored to individual client needs, with summaries available at the client, account group, or account level, and the ability to select the reporting currency at each level. The module breaks down returns, realised gains, and unrealised gains into price and foreign exchange components, and offers flexibility in calculating returns gross or net of taxes, fees, and charges.
Additionally, it provides insights into potential currency exposure and the maturity profile of fixed interest instruments, aiding in proactive investment management.
Integrated with the SecuritEase reporting subsystem, this module delivers high-quality, customised reports that can be automatically scheduled, executed in bulk, and distributed via email.
The Portfolio Management Module equips financial professionals with the tools needed to deliver precise, actionable insights to clients, enhancing both the transparency and effectiveness of portfolio management.
Discretionary Investment Management
The SecuritEase® System Discretionary Investment Management System - DIMS Module automates the management of client investments within predefined objectives and boundaries, ensuring that each portfolio adheres to the agreed-upon investment strategies.
This module allows financial institutions to define detailed “investment authority” rules that dictate the types and proportions of assets in which capital can be invested, reflecting both client preferences and asset characteristics.
Using logical operators such as AND, OR, and comparative conditions, users can create sophisticated rules to manage investment allocations. These rules can be saved as templates for easy reuse across multiple portfolios, with the flexibility to customise them further based on specific client needs.
The DIMS module ensures real-time compliance by checking these rules at the point of order placement and during overnight batch processes, storing any breaches for later analysis and reporting.
The module also provides comprehensive tools for analysing and reporting on rule breaches, ensuring that portfolio management remains aligned with client objectives and regulatory requirements.
With the SecuritEase DIMS Module, financial institutions can offer autonomous, rules-based investment management that is both precise and adaptable, enhancing the overall service provided to their clients.
Performance Reporting
The SecuritEase® System Performance Analysis Module - PAM delivers comprehensive performance reporting at the portfolio, asset class, GICS sector, and individual instrument levels, using methodologies such as IRR, TWRR, and Modified Dietz.
The module calculates returns gross or net of taxes, trading charges, and portfolio fees, providing a detailed breakdown of realised and unrealised gains by price and FX components. It also supports consolidated or account-specific cash holdings, with flexible client reporting options in any tracked currency.
PAM enhances portfolio analysis by allowing performance to be assessed across subsets of client accounts, ensuring precise mandate reporting. The module's ability to exclude portfolio fees from non-portfolio level returns offers further customisation, empowering advisors to deliver more tailored insights to clients.
PAM’s advanced capabilities, include factor analysis, Monte Carlo simulations, and scenario modelling. These tools will equip advisors and portfolio managers with powerful methods to assess risk, perform multi-factor performance attribution, and make informed, data-driven investment decisions, elevating the overall investment management process.
TIARA Tax Reporting and Asset Administration
SecuritEase TIARA is an innovative asset administration platform designed to revolutionise tax reporting for financial institutions. By automating data remediation and business workflows, TIARA accelerates client reporting while significantly reducing the operational risks associated with tax compliance.
With multi-jurisdictional and multi-currency capabilities, this powerful platform tackles complex data management challenges, ensuring accurate, efficient, and transparent reporting. With support for both short-term and long-term investor tax reporting, TIARA provides detailed and reliable reports, enhancing the investor experience and streamlining operations.
Available as part of the integrated full end-to-end SecuritEase solution or as a standalone SaaS product with flexible licensing options, SecuritEase TIARA offers unmatched flexibility to meet your organisation’s needs. Whether you’re looking for a comprehensive solution or a standalone tool, TIARA can adapt seamlessly to your business’s operational requirements.
Beyond tax reporting, SecuritEase TIARA offers comprehensive data management capabilities, enabling firms to optimise their business processes and better manage data migrations. Its flexibility ensures that it can meet the needs of both short-term initiatives and long-term transformation projects.
By combining advanced technology with robust reporting and data management capabilities, SecuritEase TIARA is a key tool for financial institutions looking to enhance their tax reporting and asset administration processes.
Fees and Billing
The SecuritEase® System Fees and Billing module offers comprehensive solutions for charging clients for wealth management services, whether through flat fees or tiered rates based on funds under management (FUM).
The module allows for precise calculation by grouping or excluding specific portfolio positions, and it supports the creation of detailed client service fee schedules that can be applied retrospectively or for future use.
This module also facilitates efficient billing processes, enabling the definition of billing groups to synchronise invoicing for related parties and spread invoice production according to custom calendars. Daily fee calculation and accrual ensure accuracy, while authorised staff can review and adjust fees as needed.
The system produces high-quality invoices that can be distributed via post or email, ensuring timely communication with clients.
Additionally, the Commissions Management Module includes tools for "what-if" forecasting and scenario analysis, empowering organisations to make informed decisions about commission structures and potential changes.
With this module, financial institutions can ensure fair, accurate, and efficient management of commission payments, improving both internal processes and advisor satisfaction.
Commissions Management
SecuritEase® ARM - Adviser Remuneration Module, is a state-of-the-art commissions management solution that streamlines the calculation of variable remuneration, such as commissions, for wealth management advisors and related services.
ARM features a highly customisable library of rule patterns that can be tailored to the specific remuneration policies of an organisation. It supports a variety of payment strategies, including fixed fees, basis points charging, and the application of tiering, caps, and collars.
ARM also ensures compliance and transparency with timestamped rules for auditability and the flexibility to adapt to new policies. A comprehensive calculation log for each revenue and commission record ensures full transparency.
By ingesting revenue data from multiple systems and sources, ARM converts foreign currency revenue into the desired reporting currency, calculates commissions and expenses, and updates records in real-time. It provides comprehensive dashboards for all stakeholders in the firm from advisors to the C-Suite level, offering clear visibility into revenue and commission earned and paid at product and client level.
ARM’s automation capabilities enhance accuracy, reduce the time needed to produce commission statements, and lower dependency on manual processes.
Additionally, ARM includes tools for "What-If" forecasting and scenario analysis, empowering organisations to make informed decisions about commission structures and potential changes.
With SecuritEase® ARM, financial institutions can ensure fair, accurate, and efficient management of commission payments, improving both internal processes and advisor satisfaction.